CIV/APN/82/99
IN THE HIGH COURT OF LESOTHO
HELD AT MASERU
IN THE MATTER BETWEEN
2nd LIEUTENANT RANTSO JOSIAS SEKOATI 1st APPLICANT
AND 48 OTHERS
and
PRESIDENT OF THE COURT MARTIAL 1st RESPONDENT
(LT. COL. G. P. LEKHANYANE)
HON PAKALITHA MOSISILI 2nd RESPONDENT
ATTORNEY GENERAL 3rd RESPONDENT
JUDGEMENT
Delivered by the Honourable Chief Justice Mr Justice J. L. Kheola On the 11th Day of October 1999
The applicants are all standing trial before a Court-Martial on charges of mutiny.
In the Court-Martial proceedings, the Applicants challenged the jurisdiction of the Court Martial to hear their case. This challenge
had two separate components:
2.1 First, the Applicants alleged that the Court-Martial lacked the
1
independence required of all courts by Section 118 of the Constitution.
2.2 Second, the Applicants alleged that the Court-Martial was not established by Parliament as contemplated by Section 127 of the
Constitution.
The Applicants' two challenges were dismissed by the Court-Martial, acting on the legal advice of the Judge Advocate. In the present
application the Applicants seek an order reviewing and setting aside the decisions of the Court-Martial to dismiss their challenges to its jurisdiction. In the alternative, the Applicants seek:
3.1 an order declaring that Sections 100,102,109,110 and 111 of the Lesotho Defence Force Act, 1998 ("the Act") together with Rule 21(2) and (3) of the Defence Force (Court-Martial) (Procedure) Rules, 1998 ("the Rules") are unconstitutional on the grounds of their inconsistency with Section 118(2) of the Constitution, and
3.2 an order declaring the present Court Martial unconstitutional as it has not been established as contemplated by the Constitution.
In these heads of argument we will first consider the necessary elements of the "Independence" Section 118 of the
Constitution requires of all courts. We will then examine the scheme of the Act and Rules in respect of court martial and will submit that the courts martial constituted in terms of this
2
scheme fail to meet the constitutional standard of independence required by Section 118. Our submissions in this regard will relate
to the constitutionality of the Court-Martial as an institution (and not to the impartiality of its specific members).
The Applicants' challenge is directed at the power and competence of the Court-Martial itself. The challenge is, in essence, that the institution of the Court-Martial as constituted under the Act and Rules lacks the essential prerequisites of judicial independence
including security of tenure, financial security and institutional independence with respect to matters of administration which relate directly to the exercise of the Court-Martial's judicial function. Furthermore, the Court-Martial would be perceived by an ordinary informed and reasonable person as lacking the essential requirement of independence.
On the 23rd August, 1999 I dismissed the application with costs and promised to file my reasons for judgment at a later stage. The following are the reasons.
Section 118(1) and (2) of the Constitution reads as follows:
"The judicial power shall be vested in the courts of Lesotho which shall consist of-
a Court of Appeal;
a High Court;
Subordinate Courts and Courts-martial;
such tribunals exercising a judicial function as may be established by Parliament.
3
The courts shall, in the performance of their functions under this Constitution or any other law, be independent and free from
interference and subject only to this Constitution and any other law."
Section 127 of the Constitution reads as follows:
"Parliament may establish courts subordinate to the High Court, court-martial and tribunals, and any such court or tribunal shall, subject to the provisions of this constitution, have such jurisdiction and powers as may be conferred on it by or under any law."
I shall deal first with Section 127. The defence counsel Mr Chaskalson, has submitted that the present Court-Martial was not established by Parliament in terms of Section 127, it was established by the Minister. That the Lesotho Defence Act 1996 (the Act) does not
establish any Court Martial. It purports to delegate that function to the convening officer. This is not permitted by Section 127, so he submitted. He submitted that the doctrine of the separation of powers requires that the establishment function vested by the Constitution itself in legislature may not be delegated to the executive. He went further to submit that the requirement that "courts subordinate to the High Court, courts martial and tribunals" should be established by parliament is not one of form. It is an important safeguard of the independence of the judiciary. Courts established by Parliament have a degree of permanence and are much more likely to be independent than courts established ad hoc by the executive in terms of delegated legislation.
4
Unlike the High Court and the subordinate courts a Court Martial is not a permanent court. It is an ad hoc body which is convened when the need arises, that is the reason why the Constitution leaves it to Parliament to establish a Court-Martial. This is exactly what Parliament has done but it has not used the magic words "there shall be and are hereby constituted Courts Martial."
Obviously such words could not be used because a Court Martial is an ad hoc body convened or assembled only when the need arises. I disagree with the submission that when the Minister convenes and appoints members of the Court Martial is exercising powers given to him by delegated legislation.
Section 192 of the Act provides for certain things for which the Minister may make Regulations for the better carrying out of the Act and generally for the good governance and organisation of the Defence Force and provides for seven subjects in which the Minister may make Regulations. It is significant, that in all the provisions of section 192, the convening of the Court-Martial and the appointment of its members are not some of the subjects covered by delegated legislation. It is therefore not correct to say that the Court-Martial was established by the executive in terms of a delegated power.
Part IX of the Act deals, in its own way, with the convening of the Court-Martial and all matters relating to the establishment of that court. I have already said above that the word "establish" is not used anywhere in the Act, especially in Part IX. However the clear intention of the Act in Part IX is to establish a Court-Martial. The submission that the present Court -Martial was not established in terms of Section 127 of the Constitution is without any substance and it is accordingly dismissed.
5
On the question of case law on Courts-Martial and judicial independence Mr. Chaskalson. counsel for the appellants has relied on a number of cases
including a Canadian case of R. V. Genereux.....in which Lamer, CJC stated the
following at p. 123:
"An examination of the legislation governing the general court martial reveals that military officers, who are responsible to their superiors in the department of defence, are intimately involved in the proceedings of the tribunal. This close involvement is, in my opinion, inconsistent with Section 11 (d) of the Charter. It undermines the notion of institutional independence that was articulated by this court in Valente. The idea of a separate system of military tribunals obviously requires substantial relations
between the military hierarchy and the military judicial system. The principle of institutional independence, however, requires that the general court martial be free from external interference with respect to matters that relate directly to the tribunal's judicial function. It is important that military tribunals be as free as possible from the interference of the members of the military hierarchy - that is, the persons who are responsible for maintaining the discipline, efficiency and morale of the armed forces.
In my opinion, certain characteristics of the general court martial system would be very likely to cast into doubt the institutional
independence of the tribunal in the mind of a reasonable and informed person. First, the authority that convenes the court martial
6
(the "convening authority") may be the minister, the chief of the defence staff, an officer commanding a command, upon receipt of an application from a commanding officer, or another service authority appointed by the minister... The convening authority, an integral part of the military hierarchy and therefore of the executive, decides when a general court martial shall take place. The convening authority appoints the president and other members of the general court martial and decides how many members there shall be in a particular case. The convening authority, or an officer designated by the convening authority, also appoints with the concurrence of the judge advocate general, the prosecutor. This fact undermines the institution independence of the general court martial. It is not acceptable, in my opinion, that the convening authority, ie. the executive, who is responsible for appointing the prosecutor also has the authority to appoint members of the court martial, who serve as the triers of fact. At a minimum, I consider that where the same representative of the executive, the "convening authority", appoints both the prosecutor and the triers of fact, the requirements of Section 1 l(d) will not be met."
In his judgment the learned Judge - Advocate, Mr Justice Cullinan said at pages
78-80 of the record:
"It is not accurate, as I have said, to say that all findings by court-martial are ineffective until confirmed. Even if the statement were completely accurate, it must be said that when the court-martial system developed and courts-martial on active service sat without
7
lawyers of any kind, it became necessary for a confirming authority, invariably advised by a lawyer of some kind, to check or review the legality of the finding. I cannot see how a subsequent review could be regarded as an interference in the proceedings, which have terminated. In any event, what member of a tribunal, judicial officer, magistrate or Judge can regard his decision as being
absolutely final and conclusive? They all enjoy the comfort of knowing that if they are wrong, they will be put right. What difference can it make to the President and Members of a court-martial to know that any decision of theirs, which is appealable, is also subject to confirmation?
Undoubtedly the confirming authority in this case is a member of the executive; but if his function can only operate to the benefit of the accused, and he can only be regarded as benign rather than a malign influence, how can there be any objection to such function? The accused may of course appeal to the Court-Martial Appeal Court: the process of confirmation in effect gives him a second bite at the cherry. It matters not, the identity of the confirming authority: he cannot act to the accused's detriment and there is every reason to believe that, advised by the Attorney-General, he may afford the accused some relief. Take away the process of confirmation and we do the accused a disservice.
When it comes to confirmation the accused is in a better position than his civilian brother convicted, say, before a Magistrate's
Court. A review by the High Court is automatic, but only in limited cases, while some other cases may be selected on a random basis. All
8
convictions by a court-martial are reviewed on confirmation. Secondly, a convicted soldier may present a petition to the confirming authority. The civilian accused is seldom even aware of review, conducted for the main part in the privacy of Chambers, until he is informed of the result thereof: it is only where the High Court proposes to enhance punishment, that the accused is given the
opportunity of making representation.
I cannot then say that the aspect of confirmation, even by the convening authority, in any way militates against the independence of a court-martial. The President and Members have their duty to execute. They have their decisions to make and when they are made, the President and Members are functus officio. Just as in the case of a judicial officer, or magistrate, or Judge, the aspect of appeal or review is simply not relevant to the judicial decision.
Then it is said that because the President and Members are subordinate to the convening authority, they cannot as a court be "independent and free from interference", as they, Mr Mosito submits in his Heads of Argument,
"Cannot be expected to risk finding the accused persons not guilty as charged without risking giving their Boss a slap in the face and risking their job".
I entirely agree with the learned Judge Advocate.
9
It does not necessarily mean that because the convening authority and the confirming authority is a member of the executive the court martial is not independent. What must be considered carefully is whether after the members of the court martial and the President are under the influence of the convening authority or confirming authority during their deliberations before they reach a verdict. The Lesotho Defence Act 1996 does not allow for that. Once the appointment has been done the convening authority has no power to get involved in the judicial function of the court martial. It is only the Judge Advocate who has to advise the court martial on all points of law. There are specified reasons under which the convening authority can dissolve the court martial. I take the view that his power to dissolve the court martial cannot be arbitrary because the grounds under which he can so act are clearly stated. This power cannot be regarded as an interference with the independence of the court martial.
It was submitted on behalf of the appellants that:
42. No provision in the Act or the Rules limits the removal of any member appointed to the court martial by the convening authority to any particular ground. Like all other officers, members of a court martial may be
42.1 removed by the King acting on the advice of the Prime Minister (who is also the convening and confirming authority in the present case);
42.2 retired on grounds of redundancy by the Minister (who is also the convening and confirming authority in the present case);
10
42.3 be directed by the Minister to retire, if they have more than twenty years' pensionable service, or if they have no reasonable
prospects of future promotion; or
42.4 be transferred by the Commander (who is an important witness in this case).
It was submitted that in the sense stated above there is no legislative security of tenure. I do not agree with these speculative and unreasonable grounds. The members of the court martial are members of the regular army and can only be treated in the manner described above for obvious and stated reasons. The members of the armed forces are not serving under the precarious tenure as suggested on behalf of the appellants. Some of them are commissioned by His Majesty The King. Their removal from the Force is not as easy and arbitrary as it was submitted on behalf of the appellants. It is almost impossible that in this country we shall ever have a vindictive commander of Lesotho Defence Force as the one portrayed on behalf of the appellants and by some of the decisions referred to.
Another challenge directed at the Act is that members of the court martial lack financial security. There is no provision in the Act or Rules protecting the remuneration of members who sit on the court martial. Their promotion and remuneration is governed by the ordinary provisions applicable to all members of the LDF. These provisions vest considerable discretionary powers in the Prime Minister or Minister, who is the confirming and convening authority of the present court martial, and the Commander, who is an important witness in the proceedings.
11
I fail to understand the reasoning in this argument. The President and members of the present court martial are members of LDF who are on permanent and pensional establishment in the army. Like all other members of the army their salaries do not depend on their performance in a particular assignment given to them. They are regularly paid on a monthly basis and not on the discretionary powers of the Prime Minister or the Commander of LDF.
The fears expressed by the appellants are unfounded and unreasonable. For the reasons stated above the application was dismissed on the 23rd August, 1999.
J.L. KHEOLA
chief justice
11th October 1999
For Applicants: Mr Chaskalson
For Respondents: Mr Viljoen
12